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Financial law
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#	Item
761	Recent disclosures of financial misdeeds have rocked capital markets – Enron, World-Com, Adelphia, Parmalat, etc Add to Reading List Source URL: financialreg.nd.edu Language: English - Date: 2016-01-13 13:54:31 73rd United States Congress U.S. Securities and Exchange Commission Stock market United States corporate law Accounting Voluntary disclosure SarbanesOxley Act Securities Exchange Act Insider trading Securities Act Regulation S-K Cross listing
762	Corporate Law and Self-Regulation David Kershaw LSE Law, Society and Economy Working PapersLondon School of Economics and Political Science Add to Reading List Source URL: www.lse.ac.uk Language: English - Date: 2015-04-13 07:32:44 Economics of regulation Public policy Regulation Regulatory agency Financial regulation Market Governance Economics Regulatory economics Financial Sector Legislative Reforms Commission
763	Law No. (4) of 2013 Concerning Abu Dhabi Global Market We, Khalifa Bin Zayed Al Nahyan, Ruler of Abu Dhabi; Having reviewed:  Add to Reading List Source URL: adgm.complinet.com Language: English - Date: 2015-09-09 05:42:37 Systemic risk Abu Dhabi Global Market Corporate law Management Financial regulation Board of directors
764	Annual Compliance Report Sole Practitioners - Guidance Notes General Legal or natural persons carrying out any relevant financial business or relevant activity, as defined in the Prevention of Money Laundering and Fundin Add to Reading List Source URL: www.fiumalta.org Language: English - Date: 2016-03-05 01:54:29 Financial regulation Money laundering Tax evasion Terrorism South African law Patriot Act Title III Subtitle A
765	Statement of Financial Condition In accordance with requirements of the Securities and Exchange Commission (the “SEC”) under SEC Rule 17a-5, the audited Statement of Financial Condition as of December 31, 2012 of BNP Add to Reading List Source URL: www.primebroker.com Language: English - Date: 2015-08-27 11:43:46 U.S. Securities and Exchange Commission United States securities law Financial markets 73rd United States Congress Broker-dealer Fixed income market Securities Exchange Act Margin Net capital rule Securities Act
766	Press Release, March 24, 2016 LifeWatch AG Baarerstrasse 139 CH-6300 Zug, Switzerland www.lifewatch.com Add to Reading List Source URL: irlifewatch.com Language: English - Date: 2016-03-24 02:00:40 Business law Communication Forward-looking statement Financial statement Taskforce of United Methodists on Abortion and Sexuality UBS Health informatics Prospectus
767	CONVICTED OF POSSESSION OR SALE OF DRUGS A federal or state drug conviction (but not a local or municipal conviction) can disqualify a student for FSA funds. Convictions only count against a student for aid eligibility Add to Reading List Source URL: www.wtamu.edu Language: English - Date: 2016-05-16 12:32:21 Drug control law Student financial aid Federal assistance in the United States Pell Grant Subsidies United States Department of Education Prohibition of drugs Drug possession FAFSA War on Drugs
768	Approved by the Judicial Council December 4, 2015 JOINT REPORT OF THE JUDICIAL COUNCIL CRIMINAL LAW AND CIVIL CODE ADVISORY COMMITTEES ON HOUSE BILL 2302 DECEMBER 4, 2015 Add to Reading List Source URL: www.kansasjudicialcouncil.org Language: English - Date: 2016-01-25 22:06:05 United States federal banking legislation Legal documents Subpoena Right to Financial Privacy Act Fourth Amendment to the United States Constitution Privacy of telecommunications Patriot Act Subpoena ad testificandum Subpoena duces tecum
769	REPORT ON THE WO OF THE INTE ATIONAL WO NG GROUP ON CROSS-BO ER INSOLVENCY BY CHRISTOPHER DAVIS An International Working Group ("IWG") on Cross-Border Insolvency was formed in 2010, following the 2008 financial crisis wh Add to Reading List Source URL: www.comitemaritime.org Language: English - Date: 2015-08-20 05:34:44 Bankruptcy Cross-border insolvency Conflict of laws Insolvency United Nations Commission on International Trade Law Administration Insolvency Regulation (EC) 1346/2000 UNCITRAL Model Law on Cross-Border Insolvency
770	PENSION PROGRAMME Socially Responsible Investment SRI TO2004-2005 OLKIT Add to Reading List Source URL: www.frenchsif.org Language: English - Date: 2009-07-31 08:46:45 Financial services Investment Environmental economics Social finance Social responsibility Investment management Corporate governance Socially responsible investing Institutional investor Fiduciary United States corporate law Corporate social responsibility

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